Swiss Portfolio Management Company for Sale

Swiss Portfolio Management Company for Sale

Welcome, investors and financial strategists! Purchase this Swiss Portfolio Management Company for Sale (“PFLC”) Now!, It is not operating yet and does not have AUM but can be put into operation in a month. If you want an operating one with AUM, we also have one for sale click here to view the offer. Let’s explore what makes this opportunity not just intriguing, but potentially very lucrative. We eagerly anticipate the opportunity to assist you at connect@swissfintechpro.com

PORTFOLIO COMPANY FOR SALE – NOT OPERATING – NO AUM

Place or Registration: Zug

Date of Registration: 2003

Capital: 100,000 CHF (as the company is from 2003 the capital is a line on the balance sheet and not represented in cash)

Objectives: The purpose of the company is the provision of financial services and information via the Internet (online trading software), by means of which investors can trade directly in securities, foreign exchange, futures and options of all kinds via Swiss and international clearing houses, as well as the management of third-party assets and the provision of all services associated with the asset management business pursuant to Art. 19 para. 1 FinIA, including investment advisory activities and asset management for private individuals and legal entities; it may acquire, manage and exploit patents, licenses, intellectual property rights, know-how and real estate, establish subsidiaries and acquire interests in other companies.

Portfolio Management License: Licensed by Finma June 2023 (prior to licensing the company was an SRO)

Supervised by: OSFIN

Employees: one Asset Manager of record

Risk Management: Not yet implemented but can be provided by Swiss Comply Or BOD (both have sent proposals)

Legal management: Not yet implemented but can be Provided by Swiss Comply Or BOD (both have sent proposals)

In House Asset Manager: Yes one of record can remain

Software: Not yet purchased but buyer can purchase (initial set up 15,000 CHF) Asset Max/In Front license Asset Max is a Swiss software for independent asset managers, family offices and banks with integrated multi-custody portfolio management, client relationship management, invoicing, and reporting. Initial purchase cost is 15,000 CHF.

Bank Accounts: Corporate account: Post Finance bank. Additional account can be opened

Banks Asset Management Relationships: Corner Bank, VP Bank, Flow Bank, and additional relationships with several brokers. Additional relationships can be opened

Office: Representative office for now a real office will be needed

Assets Under Managements;: none

Sale and Purchase Price: Please contact us for more information

Once activated (setting up office, hiring staff) you can start operating as an Asset Manager in Switzerland immediately and provide, Discretionary Management of Client Portfolios, Investment Advice, Asset Allocation and Risk Management…

Once activated (setting up office, hiring staff) you can start operating as fund manager: A PFLC can benefit of the ‘De Minimis’ rule. This rule allows firms managing funds below certain thresholds to operate with a portfolio management license, albeit under specific regulatory conditions, instead of a full CISA license. The thresholds are:

1. Leveraged assets under management of less than CHF 100 million.
2. Unleveraged funds, with no redemption rights exercisable for five years, and assets under management below CHF 500 million.

As Switzerland has a waterfall system the Portfolio Management company can provide in addition all the services of an SRO

UPGRADE POSSIBLE

You can upgrade the Swiss Portfolio Management Company for Sale license with a trustee license or with a Collective Investment (CISA) License

UPGRADE TO FINMA PORTFOLIO AND TRUSTEE LICENSE.

Professional Fees for the upgrade: 75,000 CHF

Under the FINMA Trustee License, the Portfolio management company will be able to provide the following additional activities:

Trust Management: This is the core function of a trustee, involving the administration of a trust according to the terms set out in the trust deed. This includes managing the trust’s assets, ensuring the trust’s purposes are fulfilled, and acting in the best interests of the beneficiaries.

A trustee can manage multiple trusts. Holding a FINMA Trustee License allows a trustee to undertake the administration and management of several trusts, each potentially with its own set of terms, beneficiaries, and asset portfolios but he must be wary to

• Comply with Each Trust’s Terms: The trustee must manage each trust in accordance with its specific terms and purposes, ensuring that the needs and interests of the beneficiaries of each trust are met.
• of Potential Conflict of Interest Management: It is crucial to manage conflicts of interest that may arise when managing multiple trusts. The trustee must ensure that decisions for one trust do not adversely affect another and that each trust is treated fairly and independently.

Fiduciary Duties: Trustees hold legal title to the trust’s assets and are obligated to manage these assets for the benefit of the beneficiaries. This involves an elevated level of fiduciary responsibility and ethical conduct.

Investment Management: Depending on the terms of the trust, trustees may also be involved in making investment decisions for the trust’s assets. This could include managing a portfolio of investments, buying, and selling assets, and making other financial decisions.

UPGRADE TO CISA LICENSE.

As Switzerland has a waterfall system the CISA licensed company can provide all services of a CISA company + all services of a Portfolio Management company and all services of an SRO

Professional Fees for the upgrade: 95,000 CHF

Key aspects of the FINMA CISA Fund License include:

The adoption of Article 118a in CISA indeed creates a new category for L-QIFs. This offers several advantages primarily due to the exemption from the requirement of FINMA authorization prior to launch. Here are the key benefits with some additional context:

You will have Increased Flexibility: The exemption from FINMA authorization allows for greater operational flexibility in setting up and managing L-QIFs. This can facilitate more innovative and diverse investment strategies.

Fund Managers can enjoy Increased Speed to Market: Without the need for regulatory approval processes, L-QIFs can be brought to market more rapidly, which is a significant advantage in a dynamic investment environment.

This rule results in Lower Costs: By circumventing the lengthy and often costly authorization process, L-QIFs can potentially reduce regulatory and administrative expenses, making them an attractive option for fund managers.

L-QIFs benefit from Access to Qualified Investors: L-QIFs are limited to qualified investors. But in Switzerland there is a relatively low threshold for qualifying as a “qualified investor”. Besides Switzerland being a pragmatic country, retail investors can become qualified investors by simply signing a letter.

Tax Efficiency: Switzerland’s favorable tax regime can make L-QIFs an attractive option for tax-efficient fund structuring.

CISA definition of Qualified Investors

Qualified investors within the meaning of this CISA are: professional clients as defined in Article 4 paragraphs 3–5 or Article 5 paragraphs 1 and 4 FinSA Act.

Are deemed Professional Clients

• High-net-worth retail clients and private investment structures created for them. They may declare that they wish to be treated as professional clients (opting out). Are deemed HNW any person who can credibly declare that they satisfy the criteria under a and b below will be deemed high-net-worth within the meaning of paragraph 1:

1. based on training, education, and professional experience or based on comparable experience in the financial sector, they possess the necessary knowledge to understand the risks associated with the investments and have at their disposal assets of at least CHF 500,000; OR
2. they have at their disposal assets of at least CHF 2 million.

• Financial intermediaries as defined in the Banking (BankA), the Financial Institutions Act and the CISA.
• Insurance companies
• Foreign clients subject to prudential supervision as the persons listed under 2 and 3 above.
• Central banks.
• Public entities with professional treasury
• Occupational pension schemes with professional treasury operations and other occupational pension institutions providing professional treasury operations.
• Large Companies with professional treasury Companies with exceeds 2 out of 3 of the following criteria. balance sheet total of CHF 20 million; turnover of CHF 40 million; equity of CHF 2 million.
• Private investment structures with professional treasury operations created for high-net-worth retail clients.
• Option Out: Under CISA, a retail client can becomes a Qualified Investor. Albeit if a financial intermediary or a foreign financial intermediary, subject to equivalent prudential supervision, provides them with portfolio management or investment services as part of a permanent relationship. The retail client has the option to declare in writing or in a text-verifiable form if they choose not to be treated as a Qualified Investor.

Meet these key requirements for full access:

• Sign a Non-Disclosure Agreement (NDA): Mandatory for confidentiality.
• Complete Know Your Customer (KYC) Compliance: Provide a scan or your passport and valid proof of address for transaction integrity.
• Show Proof of Funds for Transactions Over $200,000 CHF: Necessary for high-value sales to initiate Due Diligence.

Exceptions are rare and case specific. These steps ensure security and integrity in our Marketplace.

Our Acquisitions Services at Fintechsetup.com:

Negotiation Services: We advocate for your interests in deal negotiations.

• LOI (Letter of Intent) Drafting: Our experts craft LOIs to outline preliminary agreements.
• Legal and Financial Due Diligence Services: We conduct thorough reviews to protect your interests.
• Sale and Purchase Agreement Services: We prepare detailed SPAs covering all transaction terms.
• Regulatory Services for Transfer Approval: Our team expertly handles regulatory approvals for smooth company transfers

For more information on the Power of Swiss Crypto SRO Click Here to read our post Revolutionizing Crypto Exchanges: The Power of Swiss SRO Crypto Companies

We encourage you to contact us to further discuss the Swiss Portfolio Management Company for Sale. Do not hesitate to contact us for more information at connect@swissfintechpro.com