Last opportunity to grab a SRO Swiss Asset Management Company for Sale before end of 2021. We have available swiss SRO grandfathered up to end of 2022 or without grandfathering. We have SRO operating with AUM or without. Such opportunities may not arise again in 2022. Do not hesitate to contact me at md@swissfintechpro.com for more information
Check our most recent offers in the links below
For Swiss SRO for Sale
As to Swiss Portfolio Asset Management Fund License for sale
| SRO with Asset Management Feature | SRO only | |
| Investment adviser (Investment Advisor can provide investment advice) | Investment adviser (Investment Advisor can provide investment advice) | |
| Crypto Exchange and Wallet (crypto vs crypto or crypto vs fiat) | Crypto Exchange and Wallet (crypto vs crypto or crypto vs fiat) | |
| Carries out credit transactions (in relation to consumer loans or mortgages, factoring, commercial financing or financial leasing); | Carries out credit transactions (in relation to consumer loans or mortgages, factoring, commercial financing or financial leasing); | |
| Provides services related to payment transactions, by carrying out electronic transfers on behalf of other persons, or who issue or manage means of payment such as credit cards and travellers’ cheques; | Provides services related to payment transactions, by carrying out electronic transfers on behalf of other persons, or who issue or manage means of payment such as credit cards and travellers’ cheques; | |
| Trade for their own account or for the account of others in banknotes and coins, money market instruments, foreign exchange, precious metals, commodities and securities (stocks and shares and value rights) as well as their derivatives | Trade for their own account or for the account of others in banknotes and coins, money market instruments, foreign exchange, precious metals, commodities and securities (stocks and shares and value rights) as well as their derivatives | |
Discretionary Portfolio Management(The Portfolio Manager not only advise his/her client but he/she can also take the investment or disinvestment decisions at his/her own discretion. In other words, the manager can independently dispose over the assets without further client approval)
| Not Applicable | |
Fund Manager providing the following conditions are fulfilled1. managers of collective assets whose investors are qualified according to the Collective Investment Scheme Act and fulfil one of the following conditions: (i) the assets of collective investment schemes under their management, including the assets acquired through the use of leveraged finance, amount to no more than CHF 100 million in total; or (ii) the assets of collective investment schemes under their management do not exceed CHF 500 million 2. in total and do not include leveraged financial instruments, and the collective investment schemes give no right to redemption in the first five years after making the first investment; or 3. managers of collective assets managing assets of occupational pension schemes not exceeding CHF 100 million and, in the mandatory segment, manage no more than 20% of the assets of an individual occupational pension scheme.
| Not Applicable |
| SRO + GRANDFATHERED ASSET & FUND MANAGEMENT UNTIL END 2022 | SRO ONLY | |||
| Name | Option 1 | Option 2 | Option 3 | Option 4 |
| Year | 2006 | 2017 | 2018 | 1998 |
| Address | Geneve | Geneve | Geneve | Geneve |
| Capital | 20,000 | 100,000 | 100,000 | 100,000 |
| Capital Paid Up | 20,000 | 100,000 | 100,000 | 100,000 |
| SRO Registration | Yes | Yes | Yes | Application filed to be received in 4 weeks |
| Grandfathered for AM and Fund management until end of 2022 | Yes, and operating with client | Yes | No | No |
| AUM | 20 million CHF | No | No | |
Bank Accounts | Yes with private banks | Yes with 3 private banks | Swiss Quote Cim Bank | UBS |
| Resident Director one year (10K per year) | Included | Included | Included | Included |
| Compliance officer with SRO 1 year (10k Per Year) | included | Included | Included | Included |
| SELLING PRICE |
890,000 CHF |
590,000 CHF |
340,000 CHF | 255,000 CHF Until SRO obtained after 390,000 CHF (full refund if SRO not obtained) |
Do not hesitate for more information on our SRO Swiss Asset Management Company for Sale to contact me at md@swissfintechpro.com for more information
