Swiss Finma Portfolio AM licensed company for sale
We are excited to announce the sale of the first Swiss Finma Portfolio AM licensed company for sale. This groundbreaking opportunity awaits your inquiry, and we welcome any questions at connect@swissfintechpro.com
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Features
In 2023, Finma approved this company’s license, marking a significant milestone.
- Furthermore, it has established strong connections as Portfolio Managers with VP and Sygnum banks.
- Financially versatile, the company boasts CHF, USD, and EUR accounts, along with a crypto wallet through Sygnum Bank.
- Previously regulated by Polyreg as an SRO, the company is now under Finma direct supervision. This shift enhances its credibility and scope of operations.
- Importantly, the Finma waterfall principle allows this company to offer a broad range of financial services. It retains all capabilities of an SRO and adds asset management services, broadening its market appeal.
- At the heart of its operations, the company exercises discretionary control over third-party portfolios. Alongside this core activity, it offers investment advice, portfolio analysis, and financial instruments promotion. These services, while not requiring additional licensing, comply with FinSA’s regulatory standards.
Fund Management
Additionally, the portfolio manager license enables the company to act as:
a) A manager of collective assets, under a ‘de minimis’ threshold, targeting qualified investors, and b) A manager of funds for occupational pension schemes, within specified limits.
The company’s assets under management, including leverage, do not exceed 100 million Swiss francs. Alternatively, it can manage assets up to 500 million Swiss francs if the collective investment schemes (CISs) are unleveraged and closed-ended for five years, regardless of investment types.
Do not hesitate to contact us if you have questions about this company for sale at connect@swissfintechpro.com
