Swiss Portfolio Management Company for Sale – Unique Opportunity
We are offering a rare opportunity to acquire a Swiss Portfolio Management Company for Sale with a high paid-up capital of over 750,000 CHF, a feature that is exceptionally rare in the market. This company is fully licensed by FINMA as of 2022 and has a pristine operational record, making it ready for immediate operation. For more details please contact me at connect@swissfintechpro.com
Company Details
- Place of Registration: Geneva
- Date of Registration: 2014 SRO up to 2022 then Portfolio Management
- Capital: Above 700,000 CHF of paid up capital which is very rare
- Objectives: The management of individual wealth for clients in Switzerland or abroad, within the meaning of Article 17, paragraph 1 of the Federal Act on Financial Institutions (FinIA). In particular, the company may carry out the following tasks: individual portfolio management; investment advice; portfolio analysis; and the offering of financial instruments. The company may engage in all commercial, financial, real estate (real estate with exclusively commercial use), and movable transactions, and enter into any contracts directly or indirectly related to its purpose and promoting its development. It may also establish branches and subsidiaries in Switzerland and abroad and acquire, hold, manage, and sell real estate (real estate with exclusively commercial use) and intellectual property. The company may also acquire stakes in other businesses and acquire companies with an identical or similar purpose, establish branches, or create subsidiaries in Switzerland or abroad, provided that the company may hold stakes in real estate companies exclusively for commercial use in Switzerland. The company may grant loans or any other form of financing to affiliated companies, as well as provide security of any kind, for the direct or indirect benefit of affiliated companies (or third parties), particularly in the form of guarantees, pledges, or fiduciary transfers of the company’s assets.
License Details
- Portfolio Management License: Licensed by FINMA 2022
- Supervised by: SOFIT Geneva
- Fund Management:
- Provide in addition all Asset Management services without limiting the client numbers or the amount of asset under management.
- Manage Collective Investment scheme.
- Up to a total amount of assets within the funds of assets acquired using leveraged finance, amount in total to no more than CHF 100 million. OR
- The assets in the collective investment schemes consist of non-leveraged collective investment schemes where investors are not permitted to exercise redemption rights for a period of five years after their first investment is made in each of these collective investment schemes, and amount to no more than CHF 500 million.
Operational Features
- Status: Operating
- Employees: One Asset Manager of record
- Risk Management: In Place
- Software for Internal Control System: In Place
- Software for Sanctions and KYC: In Place with AML officer
- IT System: In Place with AML officer
- Compliance Management: In Place
- Risk and Compliance Officer: In Place
- Legal Counsel: In Place
- In-House Asset Manager: One Asset Manager of record will remain
- Auditor: In Place
- Corporate Bank Accounts: Yes, Post Finance Bank
- Banks Asset Management Relationships: Yes, Vontobel Bank
- Office: Real office but can move
- AUM: NO
- Sale and Purchase Price: contact me at connect@swissfintechpro.com
This company represents a turnkey solution for those looking to enter or expand within the Swiss financial market. For more details, please do not hesitate to contact me at connect@swissfintechpro.com.
